Form 4 for HUM Humana
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001062993-23-015739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-01 | HUM | Felter John-Paul W. | SVP, Chief Accting Off, Cont | F - Tax | $458.14 | -65 | 145 | -31% | -$29.8K |
| D | 2023-08-03 | 2023-08-01 | HUM | Felter John-Paul W. | SVP, Chief Accting Off, Cont | M - OptEx | $0.00 | +210 | 210 | New | $0 |
| D | 2023-08-03 | 2023-08-01 | HUM | Felter John-Paul W. | SVP, Chief Accting Off, Cont | M - OptEx | $0.00 | -210 | 421 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-08-01 | F | D | 65 | $458.14 | 145 | D | — | — | (F4) Shares disposed of represent payment of tax liability resulting from vesting of restricted shares on 8/1/23. |
| 2 | Common | Humana Common | 2023-08-01 | M | A | 210 | $0.00 | 210 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-01 | M | D | 210 | $0.00 | 421 | D | — · — to — | 210 Humana Common | (F1) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F2) Restricted stock units granted to reporting person on 8/1/2022, 33% of the award is vesting on 8/1/23, 8/1/24, and 8/1/25. |