Form 4 for EMR Emerson Electric
Accepted 2023-08-07 00:00:00 ET · period of report 2023-08-03 · accession 0001062993-23-015947 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-07 | 2023-08-03 | EMR | Train Michael H. | SVP, Chief Sustain. Off | M - OptEx | $57.35 | +44.0K | 247.1K | +22% | +$2.52M |
| DM | 2023-08-07 | 2023-08-03 | EMR | Train Michael H. | SVP, Chief Sustain. Off | F - Tax | $96.38 | -32.6K | 225.1K | -13% | -$3.14M |
| DM | 2023-08-07 | 2023-08-03 | EMR | Train Michael H. | SVP, Chief Sustain. Off | M - OptEx | — | -44.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-03 | M | A | 22,000 | $65.07 | 242,458 | D | — | — | (F1) Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3. |
| 2 | Common | Common Stock | 2023-08-03 | F | D | 3,892 | $96.38 | 231,852 | D | — | — | (F3) Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise. |
| 3 | Common | Common Stock | 2023-08-03 | F | D | 14,854 | $96.38 | 227,604 | D | — | — | (F2) Payment of option exercise price by delivering securities. |
| 4 | Common | Common Stock | 2023-08-03 | F | D | 11,332 | $96.38 | 235,744 | D | — | — | (F2) Payment of option exercise price by delivering securities. |
| 5 | Common | Common Stock | 2023-08-03 | M | A | 22,000 | $49.64 | 247,076 | D | — | — | (F4) Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3. |
| 6 | Common | Common Stock | 2023-08-03 | F | D | 2,528 | $96.38 | 225,076 | D | — | — | (F3) Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-08-03 | M | D | 22,000 | — | 0 | D | $49.64 · 2016-11-03 to 2025-11-03 | 22,000 Common Stock | (F4) Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3. (F6) Price is not applicable to stock options received as incentive compensation. (F5) The options vested in three equal annual installments beginning on the date indicated. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-08-03 | M | D | 22,000 | — | 0 | D | $65.07 · 2014-10-01 to 2023-10-01 | 22,000 Common Stock | (F1) Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3. (F6) Price is not applicable to stock options received as incentive compensation. (F5) The options vested in three equal annual installments beginning on the date indicated. |