Form 4 for DD DuPont
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001062993-23-017195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-29 | 2023-08-25 | DD | Ratnakar Raj | SVP, Chief Strategy Off | M - OptEx | $53.50 | +15.8K | 47.6K | +50% | +$847.3K |
| D | 2023-08-29 | 2023-08-25 | DD | Ratnakar Raj | SVP, Chief Strategy Off | S - Sale+OE | $74.56 | -15.8K | 31.7K | -33% | -$1.18M |
| D | 2023-08-29 | 2023-08-25 | DD | Ratnakar Raj | SVP, Chief Strategy Off | M - OptEx | $0.00 | -15.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 15,838 | $53.50 | 47,557.75 | D | — | — | (F1) Includes acquisition of shares pursuant to dividend reinvestment. |
| 2 | Common | Common Stock | 2023-08-25 | S | D | 15,838 | $74.56 | 31,719.75 | D | — | — | (F2) Weighted average sales price of $74.56. Trades ranged from $74.5503 to $74.66. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Options (Right to Buy) NQOs | 2023-08-25 | M | D | 15,838 | $0.00 | 0 | D | $53.50 · 2021-02-19 to 2030-02-18 | 15,838 Common Stock | (F3) Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes. |