Form 4 for OSK OSHKOSH CORP
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-30 · accession 0001062993-23-017337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-31 | 2023-08-30 | OSK | Pack Michael E | EVP, CFO | S - Sale+OE | $103.11 | -8,075 | 17.0K | -32% | -$832.6K |
| DM | 2023-08-31 | 2023-08-30 | OSK | Pack Michael E | EVP, CFO | M - OptEx | $77.30 | +8,075 | 21.0K | +62% | +$624.2K |
| DM | 2023-08-31 | 2023-08-30 | OSK | Pack Michael E | EVP, CFO | M - OptEx | $0.00 | -8,075 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-30 | S | D | 2,025 | $103.11 | 17,078.87 | D | — | — | (F3) Represents weighted average price. Individual sales by lot ranged from $103.02 to $103.195. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. (F4) The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a) and also includes 1,133.96 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/31/2023. Between 4/5/2023 and 8/31/2023, the reporting person acquired 17.00 shares under the Oshkkosh Corporation Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-08-30 | M | A | 2,025 | $90.28 | 18,998.89 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-30 | S | D | 4,025 | $103.07 | 16,973.89 | D | — | — | (F2) Represents weighted average price. Individual sales by lot ranged from $102.99 to $103.21. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. |
| 4 | Common | Common Stock | 2023-08-30 | S | D | 2,025 | $103.18 | 16,973.89 | D | — | — | (F1) Represents weighted average price. Individual sales by lot ranged from $103.06 to $103.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. |
| 5 | Common | Common Stock | 2023-08-30 | M | A | 2,025 | $86.59 | 18,998.89 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-30 | M | A | 4,025 | $66.09 | 20,998.89 | D | — | — | |
| 7 | Derivative | Options | 2023-08-30 | M | D | 2,025 | $0.00 | 0 | D | $90.28 · — to 2029-11-18 | 2,025 Common Stock | (F5) Option (right to buy) granted pursuant to the Company's Stock Plan. (F8) Options vest in one-third (1/3) annual increments commencing on 11/18/2020. |
| 8 | Derivative | Options | 2023-08-30 | M | D | 2,025 | $0.00 | 0 | D | $86.59 · — to 2027-11-20 | 2,025 Common Stock | (F5) Option (right to buy) granted pursuant to the Company's Stock Plan. (F6) Options vest in one-third (1/3) annual increments commencing on 11/20/2018. |
| 9 | Derivative | Options | 2023-08-30 | M | D | 4,025 | $0.00 | 0 | D | $66.09 · — to 2028-11-19 | 4,025 Common Stock | (F5) Option (right to buy) granted pursuant to the Company's Stock Plan. (F7) Options vest in one-third (1/3) annual increments commencing on 11/19/2019. |