Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001062993-23-017553 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | ALSN | Bohley G Frederick | SVP, CFO, Treas | S - Sale+OE | $60.32 | -4,950 | 67.4K | -7% | -$298.6K |
| D | 2023-09-05 | 2023-08-31 | ALSN | Bohley G Frederick | SVP, CFO, Treas | M - OptEx | $30.23 | +4,950 | 72.3K | +7% | +$149.6K |
| D | 2023-09-05 | 2023-08-31 | ALSN | Bohley G Frederick | SVP, CFO, Treas | A - Grant | $0.00 | +64 | 460 | +16% | $0 |
| D | 2023-09-05 | 2023-08-31 | ALSN | Bohley G Frederick | SVP, CFO, Treas | M - OptEx | $0.00 | -4,950 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-31 | S | D | 4,950 | $60.32 | 67,368 | D | — | — | (F1) The sales reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2023. |
| 2 | Common | Common Stock | 2023-08-31 | M | A | 4,950 | $30.23 | 72,318 | D | — | — | |
| 3 | Derivative | Dividend Equivalent Rights | 2023-08-31 | A | A | 64 | $0.00 | 460 | D | — · — to — | 64 Common Stock | (F3) The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-31 | M | D | 4,950 | $0.00 | 0 | D | $30.23 · — to 2024-02-18 | 4,950 Common Stock | (F2) The option vested on December 1, 2016. |