Form 4 for EMR Emerson Electric
Accepted 2023-09-08 00:00:00 ET · period of report 2023-07-20 · accession 0001062993-23-017835 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-08 | 2023-07-20+ | EMR | Flavin Lisa | CCO, Senior VP | M - OptEx | $65.07 | +5,617 | 52.7K | +12% | +$365.5K |
| DM | 2023-09-08 | 2023-07-20+ | EMR | Flavin Lisa | CCO, Senior VP | F - Tax | $97.70 | -3,357 | 54.0K | -6% | -$328.0K |
| DM | 2023-09-08 | 2023-07-20+ | EMR | Flavin Lisa | CCO, Senior VP | M - OptEx | $0.00 | +3,617 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-06 | M | A | 4,617 | $65.07 | 57,067 | D | — | — | (F4) Exercise of 4,617 incentive stock options exempt under Rule 16b-3. |
| 2 | Common | Common Stock | 2023-07-20 | F | D | 298 | $92.28 | 52,450 | D | — | — | (F3) Shares withheld for required minimum taxes upon vesting of restricted stock units, under shareholder approved benefit plan exempt pursuant to Rule 16b-3. |
| 3 | Common | Common Stock | 2023-07-20 | M | A | 1,000 | — | 52,748 | D | — | — | (F1) Vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-09-06 | F | D | 3,059 | $98.23 | 54,008 | D | — | — | (F3) Shares withheld for required minimum taxes upon vesting of restricted stock units, under shareholder approved benefit plan exempt pursuant to Rule 16b-3. |
| 5 | Derivative | Restricted Stock Units | 2023-07-20 | M | D | 1,000 | $0.00 | 0 | D | — · — to — | 1,000 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units are subject to a three-year vesting period, vesting on July 20, 2023. |
| 6 | Derivative | Employee Stock option (Right to Buy) | 2023-09-06 | M | A | 4,617 | $0.00 | 0 | D | $65.07 · 2014-10-01 to 2023-10-01 | 4,617 Common Stock | (F8) Price is not applicable to stock options received as incentive compensation. (F7) The options vested in three equal installments beginning on the date indicated. |