Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-07 · accession 0001062993-23-017921 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-11 | 2023-09-07 | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | S - Sale+OE | $17.48 | -14.2K | 50.6K | -22% | -$247.6K |
| D | 2023-09-11 | 2023-09-07 | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | M - OptEx | $8.83 | +14.2K | 64.8K | +28% | +$125.1K |
| D | 2023-09-11 | 2023-09-07 | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | M - OptEx | $0.00 | -14.2K | 0 | -100% | $0 |
| DM | 2023-09-11 | 2023-04-14 | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | A - Grant | — | +2,018 | 20.8K | +11% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | S | D | 14,166 | $17.48 | 50,584 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.56. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Common | Common Stock | 2023-09-07 | M | A | 14,166 | $8.83 | 64,750 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 14,166 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-09 | 14,166 Common Stock | (F2) This option became exercisable beginning on this date and is fully vested. (F3) This option is no longer exercisable beginning on this date. |
| 4 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 1,574.43 | — | 109,786.10 | D | — · — to — | 1,574.43 Common Stock | (F7) As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 155.66 | — | 11,579.14 | D | — · — to — | 155.66 Common Stock | (F5) As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 287.90 | — | 20,757.20 | D | — · — to — | 287.90 Common Stock | (F6) As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |