Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-07 · accession 0001062993-23-017922 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-11 | 2023-09-07 | HPE | MAY ALAN RICHARD | EVP, CHRO | S - Sale+OE | $17.48 | -343.0K | 249.5K | -58% | -$6.00M |
| DM | 2023-09-11 | 2023-09-07 | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | $8.69 | +343.0K | 476.6K | +257% | +$2.98M |
| DM | 2023-09-11 | 2023-04-14 | HPE | MAY ALAN RICHARD | EVP, CHRO | A - Grant | — | +3,204 | 47.3K | +7% | — |
| DM | 2023-09-11 | 2023-09-07 | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | $0.00 | -343.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | S | D | 115,968 | $17.48 | 249,511 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Common | Common Stock | 2023-09-07 | S | D | 227,048 | $17.48 | 249,511 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Common | Common Stock | 2023-09-07 | M | A | 115,968 | $8.83 | 365,479 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-07 | M | A | 227,048 | $8.62 | 476,559 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 993.80 | — | 71,635.46 | D | — · — to — | 993.80 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 227,048 | $0.00 | 0 | D | $8.62 · 2016-11-02 to 2023-11-02 | 227,048 Common Stock | (F2) This option became exercisable beginning on this date. (F3) This option is no longer exercisable beginning on this date. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 115,968 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-08 | 115,968 Common Stock | (F2) This option became exercisable beginning on this date. (F3) This option is no longer exercisable beginning on this date. |
| 8 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 1,574.43 | — | 109,786.10 | D | — · — to — | 1,574.43 Common Stock | (F7) As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 635.41 | — | 47,275.68 | D | — · — to — | 635.41 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |