Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-07 · accession 0001062993-23-017923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-11 | 2023-09-07 | HPE | Neri Antonio F | Pres, CEO, Dir | S - Sale+OE | $17.48 | -434.9K | 1.37M | -24% | -$7.60M |
| D | 2023-09-11 | 2023-09-07 | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | $8.83 | +434.9K | 1.81M | +32% | +$3.84M |
| D | 2023-09-11 | 2023-09-07 | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | $0.00 | -434.9K | 0 | -100% | $0 |
| DM | 2023-09-11 | 2023-01-13 | HPE | Neri Antonio F | Pres, CEO, Dir | A - Grant | — | +19.7K | 180.7K | +12% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | S | D | 434,884 | $17.48 | 1,370,291 | D | — | — | (F2) The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Common | Common Stock | 2023-09-07 | M | A | 434,884 | $8.83 | 1,805,175 | D | — | — | (F1) As of 03/14/23, the reporting person no longer has a reportable beneficial interest in 15,000 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 434,884 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-09 | 434,884 Common Stock | (F3) This option became exercisable beginning on this date. (F4) This option is no longer exercisable beginning on this date. |
| 4 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 10,106.11 | — | 470,511.11 | D | — · — to — | 10,106.11 Common Stock | (F8) As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,358.5775 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 3,472.5707 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 3,274.9615 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 5,953.89 | — | 286,545.89 | D | — · — to — | 5,953.89 Common Stock | (F7) As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,978.6650 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 2,045.8228 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,929.4037 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 3,632.39 | — | 180,658.39 | D | — · — to — | 3,632.39 Common Stock | (F6) As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,207.1562 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 1,248.1282 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,177.1025 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |