Form 4 for ROKU ROKU, INC
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001062993-23-017960 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-09-12 | 2023-09-08+ | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | 0 | 45.3K | New | $0 |
| D | 2023-09-12 | 2023-09-08 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $56.07 | +136.3K | 136.3K | New | +$7.64M |
| D | 2023-09-12 | 2023-09-08 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $56.07 | +136.3K | 136.3K | New | +$7.64M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-08 | G | D | 45,298 | $0.00 | 54,702 | I Wood Revocable Trust | — | — | |
| 2 | Common | Class A Common Stock | 2023-09-08 | G | A | 45,298 | $0.00 | 45,298 | I Wood Revocable Trust | — | — | |
| 3 | Common | Class A Common Stock | 2023-09-11 | G | D | 45,298 | $0.00 | 0 | I The Anthony J. Wood 2023 Annuity Trust V-B | — | — | |
| 4 | Common | Class A Common Stock | 2023-09-11 | G | A | 45,298 | $0.00 | 45,298 | I | — | — | |
| 5 | Common | Class A Common Stock | 2023-09-08 | M | A | 136,277 | $56.07 | 136,277 | D The Anthony J. Wood 2022 Annuity Trust V-B | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-09-08 | M | A | 136,277 | $56.07 | 136,277 | D | $56.07 · — to 2028-08-18 | 136,277 Class A Common Stock | (F1) This stock option is fully vested. |