Form 4 for HDSN HUDSON TECHNOLOGIES INC /NY
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-12 · accession 0001062993-23-018017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-14 | 2023-09-12 | HDSN | Gaglione Kenneth | VP-Ops | M - OptEx | $3.37 | +171.2K | 93.5K | New | +$576.8K |
| DM | 2023-09-14 | 2023-09-12 | HDSN | Gaglione Kenneth | VP-Ops | F - Tax | $12.14 | -101.5K | 69.6K | -59% | -$1.23M |
| DM | 2023-09-14 | 2023-09-12 | HDSN | Gaglione Kenneth | VP-Ops | M - OptEx | $0.00 | -171.2K | 33.4K | -84% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | M | A | 33,379 | $10.09 | 112,478 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-12 | F | D | 14,431 | $12.14 | 79,099 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-12 | F | D | 30,124 | $12.14 | 82,354 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-12 | M | A | 90,135 | $1.23 | 102,736 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-12 | F | D | 44,774 | $12.14 | 57,962 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-12 | M | A | 23,810 | $1.60 | 81,772 | D | — | — | |
| 7 | Common | Common Stock | 2023-09-12 | F | D | 12,144 | $12.14 | 69,628 | D | — | — | |
| 8 | Common | Common Stock | 2023-09-12 | M | A | 23,902 | $3.81 | 93,530 | D | — | — | |
| 9 | Derivative | Stock Option | 2023-09-12 | M | D | 90,135 | $0.00 | 0 | D | $1.23 · 2021-09-14 to 2025-09-14 | 90,135 Common Stock | |
| 10 | Derivative | Stock Option | 2023-09-12 | M | D | 23,810 | $0.00 | 0 | D | $1.60 · 2021-03-12 to 2026-03-12 | 23,810 Common Stock | |
| 11 | Derivative | Stock Option | 2023-09-12 | M | D | 23,902 | $0.00 | 0 | D | $3.81 · 2023-02-24 to 2027-02-24 | 23,902 Common Stock | |
| 12 | Derivative | Stock Option | 2023-09-12 | M | D | 33,379 | $0.00 | 33,378 | D | $10.09 · 2023-03-01 to 2026-03-01 | 33,379 Common Stock |