Form 4 for HUM Humana
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-15 · accession 0001062993-23-018228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-19 | 2023-09-15 | HUM | SMITH BRAD D | Dir | M - OptEx | $0.00 | +386 | 386 | New | $0 |
| D | 2023-09-19 | 2023-09-15 | HUM | SMITH BRAD D | Dir | M - OptEx | $0.00 | -386 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-09-15 | M | A | 386 | $0.00 | 386 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-09-15 | M | D | 386 | $0.00 | 0 | D | — · — to — | 386 Humana Common | (F1) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F2) Initial award of $190,000 worth of restricted stock units pursuant to the annual Director Compensation Program. 100% of the award will vest on 9/15/2023 and forfeited in its entirety if service is less than one year. |