Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-18 · accession 0001062993-23-018344 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-09-20 | 2023-09-18 | SCHW | Crawford Peter B. | CFO | S - Sale+OE | $57.31 | -3,792 | 44.7K | -8% | -$217.3K |
| D | 2023-09-20 | 2023-09-18 | SCHW | Crawford Peter B. | CFO | M - OptEx | $23.12 | +3,792 | 0 | New | +$87.7K |
| D | 2023-09-20 | 2023-09-18 | SCHW | Crawford Peter B. | CFO | M - OptEx | $0.00 | -3,792 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-18 | S | D | 3,792 | $57.31 | 44,725 | I | — | — | (F1) Reflects the contribution of 3,792 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2023-09-18 | M | A | 3,792 | $23.12 | 0 | D by Trust | — | — | (F1) Reflects the contribution of 3,792 shares received upon exercise of the option to a trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2023-09-18 | M | D | 3,792 | $0.00 | 0 | D | $23.12 · — to 2023-11-01 | 3,792 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014. |