Form 4 for CRS CARPENTER TECHNOLOGY CORP
Accepted 2023-09-21 00:00:00 ET · period of report 2023-09-19 · accession 0001062993-23-018373 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-21 | 2023-09-19 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | M - OptEx | $38.78 | +79.9K | 147.5K | +118% | +$3.10M |
| D | 2023-09-21 | 2023-09-19 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | F - Tax | $68.06 | -63.2K | 84.4K | -43% | -$4.30M |
| DM | 2023-09-21 | 2023-09-19 | CRS | DEE JAMES D | SVP Gen Counsel, Sec | M - OptEx | — | -79.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | M | A | 9,238 | $39.02 | 85,596.59 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 2 | Common | Common Stock | 2023-09-19 | F | D | 63,155 | $68.06 | 84,379.59 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 3 | Common | Common Stock | 2023-09-19 | M | A | 8,751 | $36.82 | 76,358.59 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 4 | Common | Common Stock | 2023-09-19 | M | A | 61,938 | $39.02 | 147,534.59 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 8,751 | — | 0 | D | $36.82 · — to 2025-08-03 | 8,751 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F3) One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 61,938 | — | 0 | D | $39.02 · 2019-08-01 to 2026-08-01 | 61,938 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 9,238 | — | 0 | D | $39.02 · — to 2026-08-01 | 9,238 Common Stock | (F4) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F5) One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. |