Form 4 for CRS CARPENTER TECHNOLOGY CORP
Accepted 2023-09-21 00:00:00 ET · period of report 2023-09-19 · accession 0001062993-23-018376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-21 | 2023-09-19 | CRS | LAIN TIMOTHY | SVP, CFO | F - Tax | $68.06 | -33.5K | 79.8K | -30% | -$2.28M |
| DM | 2023-09-21 | 2023-09-19 | CRS | LAIN TIMOTHY | SVP, CFO | M - OptEx | $38.69 | +44.5K | 79.1K | +129% | +$1.72M |
| DM | 2023-09-21 | 2023-09-19 | CRS | LAIN TIMOTHY | SVP, CFO | M - OptEx | — | -44.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | F | D | 33,487 | $68.06 | 79,750.73 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 2 | Common | Common Stock | 2023-09-19 | M | A | 34,097 | $39.02 | 113,237.73 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 3 | Common | Common Stock | 2023-09-19 | M | A | 6,630 | $36.82 | 75,329.73 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 4 | Common | Common Stock | 2023-09-19 | M | A | 3,811 | $39.02 | 79,140.73 | D | — | — | (F2) Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 6,630 | — | 0 | D | $36.82 · — to 2025-08-03 | 6,630 Common Stock | (F5) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F4) One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 34,097 | — | 0 | D | $39.02 · 2019-08-01 to 2026-08-01 | 34,097 Common Stock | (F5) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 3,811 | — | 0 | D | $39.02 · — to 2026-08-01 | 3,811 Common Stock | (F5) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F6) One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. |