Form 4 for CRS CARPENTER TECHNOLOGY CORP
Accepted 2023-09-21 00:00:00 ET · period of report 2023-09-19 · accession 0001062993-23-018381 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-21 | 2023-09-19 | CRS | Thene Tony R | Pres, CEO | M - OptEx | $38.88 | +309.4K | 657.2K | +89% | +$12.03M |
| D | 2023-09-21 | 2023-09-19 | CRS | Thene Tony R | Pres, CEO | F - Tax | $68.06 | -235.4K | 421.8K | -36% | -$16.02M |
| DM | 2023-09-21 | 2023-09-19 | CRS | Thene Tony R | Pres, CEO | M - OptEx | — | -309.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | M | A | 19,446 | $36.82 | 367,229 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-19 | M | A | 64,660 | $39.02 | 431,889 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-19 | M | A | 225,273 | $39.02 | 657,162 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-19 | F | D | 235,371 | $68.06 | 421,791 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 225,273 | — | 0 | D | $39.02 · 2019-08-01 to 2026-08-01 | 225,273 Common Stock | (F2) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 19,446 | — | 0 | D | $36.82 · 2018-08-03 to 2025-08-03 | 19,446 Common Stock | (F2) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-09-19 | M | D | 64,660 | — | 0 | D | $39.02 · — to 2026-08-01 | 64,660 Common Stock | (F2) The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees. (F3) One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019. |