Form 4 for SWKHL SWK Holdings Corp
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-02 · accession 0001062993-23-018813 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-10-03 | 2023-10-02 | SWKHL | Pennington Marcus Edward | Dir | A - Grant | $15.85 | +1,988 | 13.7K | +17% | +$31.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | A | A | 868 | $15.85 | 14,525 | D | — | — | (F2) Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. The restricted shares vest on October 2, 2024, subject to the Reporting Person's continued service through such vesting date. |
| 2 | Common | Common Stock | 2023-10-02 | A | A | 1,120 | $15.85 | 13,657 | D | — | — | (F1) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. |