Form 4 for OTIS Otis Worldwide
Accepted 2023-10-10 00:00:00 ET · period of report 2023-10-03 · accession 0001062993-23-019216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-10 | 2023-10-03 | OTIS | Maheshwari Anurag | EVP, CFO | M - OptEx | — | +1,841 | 26.5K | +7% | — |
| D | 2023-10-10 | 2023-10-03 | OTIS | Maheshwari Anurag | EVP, CFO | F - Tax | $79.40 | -846 | 25.7K | -3% | -$67.2K |
| D | 2023-10-10 | 2023-10-03 | OTIS | Maheshwari Anurag | EVP, CFO | M - OptEx | $0.00 | -1,841 | 3,687 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-03 | M | A | 1,841 | — | 26,539 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents credited as additional RSUs. |
| 2 | Common | Common Stock | 2023-10-03 | F | D | 846 | $79.40 | 25,693 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-10-03 | M | D | 1,841 | $0.00 | 3,687 | D | — · — to — | 1,841 Common Stock | (F1) Restricted Stock Units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents credited as additional RSUs. (F2) On October 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |