Form 4 for DHI D. R. Horton
Accepted 2023-11-02 00:00:00 ET · period of report 2023-10-31 · accession 0001062993-23-020054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-02 | 2023-10-31 | DHI | HORTON DONALD R | Dir | F - Tax | $104.40 | -147.1K | 226.8K | -39% | -$15.36M |
| D | 2023-11-02 | 2023-10-31 | DHI | HORTON DONALD R | Dir | M - OptEx | $0.00 | +337.5K | 337.5K | New | $0 |
| D | 2023-11-02 | 2023-10-31 | DHI | HORTON DONALD R | Dir | A - Grant | $0.00 | +36.4K | 373.9K | +11% | $0 |
| D | 2023-11-02 | 2023-10-31 | DHI | HORTON DONALD R | Dir | M - OptEx | $0.00 | -337.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | F | D | 147,138 | $104.40 | 226,781 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 373,919 shares of DHI common stock referenced in note 1 above. (F4) Following all transactions listed on this Form 4, Mr. Horton owns directly 226,781 shares of DHI common stock and indirectly beneficially owns 4,061,466 shares of DHI common stock. |
| 2 | Common | Common Stock | 2023-10-31 | M | A | 337,500 | $0.00 | 337,500 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 3 | Common | Common Stock | 2023-10-31 | A | A | 36,419 | $0.00 | 373,919 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2023-10-31 | M | D | 337,500 | $0.00 | 0 | D | — · — to 2023-10-31 | 337,500 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |