Form 4 for DHI D. R. Horton
Accepted 2023-11-02 00:00:00 ET · period of report 2023-10-31 · accession 0001062993-23-020055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-02 | 2023-10-31 | DHI | Auld David V | Executive Vice COB, Dir | F - Tax | $104.40 | -80.7K | 820.2K | -9% | -$8.43M |
| D | 2023-11-02 | 2023-10-31 | DHI | Auld David V | Executive Vice COB, Dir | A - Grant | $0.00 | +36.4K | 900.9K | +4% | $0 |
| D | 2023-11-02 | 2023-10-31 | DHI | Auld David V | Executive Vice COB, Dir | M - OptEx | $0.00 | +168.8K | 864.5K | +24% | $0 |
| D | 2023-11-02 | 2023-10-31 | DHI | Auld David V | Executive Vice COB, Dir | M - OptEx | $0.00 | -168.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | F | D | 80,735 | $104.40 | 820,157 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations of the 205,169 shares of DHI common stock referenced in note 1 above. (F4) Following all transactions listed on this Form 4, Mr. Auld owns directly 820,157 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock. |
| 2 | Common | Common Stock | 2023-10-31 | A | A | 36,419 | $0.00 | 900,892 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023. |
| 3 | Common | Common Stock | 2023-10-31 | M | A | 168,750 | $0.00 | 864,473 | D | — | — | (F1) Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023. (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |
| 4 | Derivative | Restricted Stock Unit | 2023-10-31 | M | D | 168,750 | $0.00 | 0 | D | — · — to 2023-10-31 | 168,750 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. |