Form 4 for NEM Newmont
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-03 · accession 0001062993-23-020276 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-07 | 2023-11-07 | NEM | Cage Joshua | CAO, Ctrl | J - Other | $0.00 | -529 | 13.3K | -4% | $0 | |
| 2023-11-07 | 2023-11-03 | NEM | Cage Joshua | CAO, Ctrl | F - Tax | $37.96 | -965 | 13.8K | -7% | -$36.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1.60 par value | 2023-11-07 | J | D | 529 | $0.00 | 13,268 | D | — | — | (F2) This is an exempt transaction under Rule 16a-12 with the shares being transferred pursuant to an IRC Section 414(p)(1)(B) obligation. |
| 2 | Common | Common Stock, $1.60 par value | 2023-11-03 | F | D | 965 | $37.96 | 13,797 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,205 stock-settled restricted stock units. |