Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001062993-23-021148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | +13.9K | 79.7K | +21% | — |
| D | 2023-11-17 | 2023-11-15 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | -13.9K | 120.4K | -10% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | M | A | 13,928 | — | 79,723 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. |
| 2 | Derivative | Restricted Stock Unit (RSU) | 2023-11-15 | M | D | 13,928 | — | 120,357 | D | — · — to — | 13,928 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. (F3) The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 97,143 shares vest on 12/1/2023, and (ii) 11,607 shares vest on 6/20/24 and 11,607 shares vest on 6/20/25. |