Form 4 for BDX Becton Dickinson
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-26 · accession 0001062993-23-021543 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-28 | 2022-11-26 | BDX | Polen Thomas E Jr | COB, CEO, Pres | A - Grant | $0.00 | +43.7K | 91.4K | +92% | $0 |
| D | 2023-11-28 | 2022-11-26 | BDX | Polen Thomas E Jr | COB, CEO, Pres | F - Tax | $0.00 | -19.6K | 71.8K | -21% | $0 |
| DM | 2023-11-28 | 2023-11-26 | BDX | Polen Thomas E Jr | COB, CEO, Pres | A - Grant | $0.00 | +70.9K | 63.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-26 | A | A | 11,429 | $0.00 | 59,089 | D | — | — | (F1) Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
| 2 | Common | Common Stock | 2022-11-26 | F | D | 19,574 | $0.00 | 71,811 | D | — | — | (F3) Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. |
| 3 | Common | Common Stock | 2022-11-26 | A | A | 32,296 | $0.00 | 91,385 | D | — | — | (F2) Represents shares received upon vesting of performance-based equity awards. |
| 4 | Derivative | Rights to Common Stock Under Deferred Compensation Plan | 2023-11-26 | A | A | 7,520 | $0.00 | 70,855 | D | $238.89 · — to — | 7,520 Common Stock | (F5) The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person. |
| 5 | Derivative | Stock Appreciation Rights | 2023-11-26 | A | A | 63,335 | $0.00 | 63,335 | D | $238.89 · 2024-11-26 to 2033-11-26 | 63,335 Common Stock | (F4) The stock appreciation rights vest in four annual installments beginning November 26, 2024. |