Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0001062993-23-021854 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-12-01 | DRK | Trompeter Patricia | CEO, Dir | M - OptEx | — | +110.6K | 166.8K | +197% | — |
| D | 2023-12-04 | 2023-12-01 | DRK | Trompeter Patricia | CEO, Dir | F - Tax | $0.8 | -38.7K | 128.1K | -23% | -$31.0K |
| D | 2023-12-04 | 2023-12-01 | DRK | Trompeter Patricia | CEO, Dir | M - OptEx | — | -110.6K | 35.7K | -76% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | M | A | 110,600 | — | 166,789 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. |
| 2 | Common | Common Stock | 2023-12-01 | F | D | 38,710 | $0.8 | 128,079 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-12-01 | M | D | 110,600 | — | 35,715 | D | — · — to — | 110,600 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. (F3) The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25. |