Form 4 for DELL Dell Technologies
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001062993-23-021863 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-05 | 2023-12-01 | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | +2.50M | 2.50M | New | $0 |
| D | 2023-12-05 | 2023-12-04 | DELL | DELL MICHAEL S | CEO, Dir, 10% | G - Gift | $0.00 | -249.0K | 23.05M | -1% | $0 |
| D | 2023-12-05 | 2023-12-01 | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | +22.50M | 23.30M | +2,808% | $0 |
| D | 2023-12-05 | 2023-12-01 | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | -22.50M | 323.33M | -7% | $0 |
| DI | 2023-12-05 | 2023-12-01 | DELL | DELL MICHAEL S | CEO, Dir, 10% | M - OptEx | $0.00 | -2.50M | 29.89M | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2023-12-01 | M | A | 2,500,000 | $0.00 | 2,500,000 | I | — | — | |
| 2 | Common | Class C Common Stock | 2023-12-04 | G | D | 249,014 | $0.00 | 23,052,241 | D | — | — | |
| 3 | Common | Class C Common Stock | 2023-12-01 | M | A | 22,500,000 | $0.00 | 23,301,255 | D By Susan Lieberman Dell Separate Property Trust | — | — | (F2) The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities. |
| 4 | Derivative | Class A Common Stock | 2023-12-01 | M | D | 22,500,000 | $0.00 | 323,334,081 | D By Susan Lieberman Dell Separate Property Trust | $0.00 · — to — | 22,500,000 Class C Common Stock | (F3) Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. (F2) The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities. |
| 5 | Derivative | Class A Common Stock | 2023-12-01 | M | D | 2,500,000 | $0.00 | 29,890,896 | I | $0.00 · — to — | 2,500,000 Class C Common Stock | (F3) Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. |