Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001062993-23-021919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | DRK | O'Daniel Joseph | Pres | M - OptEx | — | +28.6K | 30.1K | +1,883% | — |
| D | 2023-12-05 | 2023-12-01 | DRK | O'Daniel Joseph | Pres | F - Tax | $0.8 | -7,143 | 22.9K | -24% | -$5,714 |
| D | 2023-12-05 | 2023-12-05 | DRK | O'Daniel Joseph | Pres | S - Sale+OE | $1.56 | -21.4K | 1,517 | -93% | -$33.4K |
| D | 2023-12-05 | 2023-12-01 | DRK | O'Daniel Joseph | Pres | M - OptEx | — | -28.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | M | A | 28,572 | — | 30,089 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023. |
| 2 | Common | Common Stock | 2023-12-01 | F | D | 7,143 | $0.8 | 22,946 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-05 | S | D | 21,429 | $1.56 | 1,517 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-12-01 | M | D | 28,572 | — | 0 | D | — · 2023-12-01 to 2023-12-01 | 28,572 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |