Form 4 for DHI D. R. Horton
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001062993-23-021930 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | DHI | HORTON DONALD R | Dir | M - OptEx | — | +4,444 | 4,444 | New | — |
| D | 2023-12-05 | 2023-12-01 | DHI | HORTON DONALD R | Dir | F - Tax | $130.86 | -4,444 | 0 | -100% | -$581.5K |
| DM | 2023-12-05 | 2023-12-01 | DHI | HORTON DONALD R | Dir | M - OptEx | $0.00 | -4,444 | 22.8K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | M | A | 4,444 | — | 4,444 | D | — | — | (F1) Each restricted stock unit converts into one share of DHI common stock. |
| 2 | Common | Common Stock | 2023-12-01 | F | D | 4,444 | $130.86 | 0 | D | — | — | (F3) Following all transactions listed on this Form 4, Mr. Horton does not directly hold any shares of DHI common stock and indirectly beneficially owns 4,288,247 shares of DHI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-01 | M | D | 3,560 | $0.00 | 91,875 | D | — · — to — | 3,560 Common Stock | (F6) Represents common stock acquired by the vesting of a portion of the 95,435 restricted stock units awarded November 8, 2023 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F7) On November 8, 2023, the reporting person was granted 95,435 restricted stock units. |
| 4 | Derivative | Restricted Stock Unit | 2023-12-01 | M | D | 884 | $0.00 | 22,814 | D | — · — to — | 884 Common Stock | (F4) Represents common stock acquired by the vesting of a portion of the 23,698 restricted stock units awarded April 20, 2023 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F5) On April 20, 2023, the reporting person was granted 23,698 restricted stock units. |