Form 4 for DHI D. R. Horton
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001062993-23-021931 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | DHI | Auld David V | Executive Vice COB, Dir | F - Tax | $130.86 | -1,665 | 820.2K | -0.2% | -$217.9K |
| D | 2023-12-05 | 2023-12-01 | DHI | Auld David V | Executive Vice COB, Dir | M - OptEx | — | +1,665 | 821.8K | +0.2% | — |
| DM | 2023-12-05 | 2023-12-01 | DHI | Auld David V | Executive Vice COB, Dir | M - OptEx | $0.00 | -1,665 | 20.2K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | F | D | 1,665 | $130.86 | 820,157 | D | — | — | (F3) Following all transactions listed on this Form 4, Mr. Auld owns directly 820,157 shares of DHI common stock and indirectly owns 211,200 shares of DHI common stock. |
| 2 | Common | Common Stock | 2023-12-01 | M | A | 1,665 | — | 821,822 | D | — | — | (F1) Each restricted stock unit converts into one share of DHI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-01 | M | D | 884 | $0.00 | 22,814 | D | — · — to — | 884 Common Stock | (F4) Represents common stock acquired by the vesting of a portion of the 23,698 restricted stock units awarded April 20, 2023 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F5) On April 20, 2023, the reporting person was granted 23,698 restricted stock units. |
| 4 | Derivative | Restricted Stock Unit | 2023-12-01 | M | D | 781 | $0.00 | 20,154 | D | — · — to — | 781 Common Stock | (F6) Represents common stock acquired by the vesting of a portion of the 20,935 restricted stock units awarded November 8, 2023 to cover withholding tax obligations. (F1) Each restricted stock unit converts into one share of DHI common stock. (F7) On November 8, 2023, the reporting person was granted 20,935 restricted stock units. |