Form 4 for BRCC BRC Inc.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-11 · accession 0001062993-23-022435 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | C - Cnv Deriv | $0.00 | +100.0K | 100.0K | New | $0 |
| DI | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | S - Sale | $3.85 | -100.0K | 0 | -100% | -$385.0K |
| D | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | C - Cnv Deriv | $0.00 | +300.0K | 316.6K | +1,808% | $0 |
| DI | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | J - Other | $0.00 | -100.0K | 1.21M | -8% | $0 |
| D | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | J - Other | $0.00 | -300.0K | 7.09M | -4% | $0 |
| D | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | S - Sale | $3.85 | -300.0K | 16.6K | -95% | -$1.16M |
| D | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | C - Cnv Deriv | $0.00 | -300.0K | 7.09M | -4% | $0 |
| DI | 2023-12-12 | 2023-12-11 | BRCC | DAVIN THOMAS E | Co-CEO, Dir | C - Cnv Deriv | $0.00 | -100.0K | 1.21M | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-11 | C | A | 100,000 | $0.00 | 100,000 | I | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-11 | S | D | 100,000 | $3.85 | 0 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-12-11 | C | A | 300,000 | $0.00 | 316,597 | D Held through an LLC | — | — | |
| 4 | Common | Class B Common Stock | 2023-12-11 | J | D | 100,000 | $0.00 | 1,205,114 | I Held through an LLC | — | — | (F1) The reported securities provide no economic rights in BRC Inc. (the "Issuer") to the holder thereof but each share of Class B Common Stock ("Class B Share") entitles the holder to one vote as a common stockholder of the Issuer. |
| 5 | Common | Class B Common Stock | 2023-12-11 | J | D | 300,000 | $0.00 | 7,094,756 | D Held through an LLC | — | — | (F1) The reported securities provide no economic rights in BRC Inc. (the "Issuer") to the holder thereof but each share of Class B Common Stock ("Class B Share") entitles the holder to one vote as a common stockholder of the Issuer. |
| 6 | Common | Class A Common Stock | 2023-12-11 | S | D | 300,000 | $3.85 | 16,597 | D | — | — | |
| 7 | Derivative | Common Units | 2023-12-11 | C | D | 300,000 | $0.00 | 7,094,756 | D Held through an LLC | — · 2022-08-09 to — | 300,000 Class A Common Stock | (F3) The reported securities are common units of Authentic Brands LLC (the "Common Units"). These Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of Class B Shares) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer). |
| 8 | Derivative | Common Units | 2023-12-11 | C | D | 100,000 | $0.00 | 1,205,114 | I | — · 2022-08-09 to — | 100,000 Class A Common Stock | (F3) The reported securities are common units of Authentic Brands LLC (the "Common Units"). These Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of Class B Shares) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer). |