Form 4 for ESTC Elastic N.V.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | ESTC | Herzog Carolyn | CLO | A - Grant | $0.00 | +18.6K | 99.5K | +23% | $0 |
| DM | 2023-12-12 | 2023-12-11+ | ESTC | Herzog Carolyn | CLO | S - Sale+OE | $115.43 | -23.1K | 104.4K | -18% | -$2.67M |
| D | 2023-12-12 | 2023-12-12 | ESTC | Herzog Carolyn | CLO | M - OptEx | $78.30 | +14.0K | 110.6K | +14% | +$1.10M |
| D | 2023-12-12 | 2023-12-12 | ESTC | Herzog Carolyn | CLO | M - OptEx | $0.00 | -14.0K | 23.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-12-08 | A | A | 18,564 | $0.00 | 99,537 | D | — | — | (F1) The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on March 8, 2024. (F2) Includes 271 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023. |
| 2 | Common | Ordinary Shares | 2023-12-11 | S | D | 2,913 | $114.97 | 96,624 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-12-12 | S | D | 14,000 | $115.43 | 90,390 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.38 to $115.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Ordinary Shares | 2023-12-12 | S | D | 1,320 | $116.00 | 109,304 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-12-12 | S | D | 4,914 | $115.54 | 104,390 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-12-12 | M | A | 14,000 | $78.30 | 110,624 | D | — | — | |
| 7 | Derivative | Employee Stock Options (right to buy) | 2023-12-12 | M | D | 14,000 | $0.00 | 23,620 | D | $78.30 · — to 2032-06-07 | 14,000 Ordinary Shares | (F6) The options vest in 48 equal monthly installments beginning on July 8, 2022. As of the transaction date 14,107 ordinary shares underlying the options had vested. |