Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022482 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08 | HPE | MacDonald Neil B | EVP, GM of Compute | A - Grant | $16.22 | +89.4K | 133.0K | +205% | +$1.45M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | MacDonald Neil B | EVP, GM of Compute | F - Tax | $16.22 | -96.1K | 165.5K | -37% | -$1.56M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $16.22 | +104.5K | 176.7K | +145% | +$1.70M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | — | +104.5K | 34.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | A | A | 48,580 | $16.22 | 116,340.80 | D | — | — | (F1) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 24,087 | $16.22 | 92,253.80 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-08 | A | A | 40,774 | $16.22 | 133,027.80 | D | — | — | (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 4 | Common | Common Stock | 2023-12-08 | F | D | 20,216 | $16.22 | 112,811.80 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-08 | M | A | 47,387 | $16.22 | 160,198.80 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-08 | F | D | 23,495 | $16.22 | 136,703.80 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-09 | M | A | 34,540 | $16.22 | 171,243.80 | D | — | — | |
| 8 | Common | Common Stock | 2023-12-09 | F | D | 17,126 | $16.22 | 154,117.80 | D | — | — | |
| 9 | Common | Common Stock | 2023-12-10 | M | A | 22,615 | $16.22 | 176,732.80 | D | — | — | |
| 10 | Common | Common Stock | 2023-12-10 | F | D | 11,213 | $16.22 | 165,519.80 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-12-10 | M | A | 22,615 | — | 0 | D | — · — to — | 22,615 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2023-12-08 | M | A | 47,387 | — | 94,773 | D | — · — to — | 47,387 Common Stock | (F6) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2023-12-09 | M | A | 34,540 | — | 34,538 | D | — · — to — | 34,540 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |