Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022483 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | $16.22 | +40.8K | 46.7K | +690% | +$661.4K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $16.22 | -69.8K | 76.9K | -48% | -$1.13M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $16.22 | +100.0K | 85.9K | New | +$1.62M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -100.0K | 94.8K | -51% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | A | A | 40,774 | $16.22 | 46,682 | D | — | — | (F1) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 20,216 | $16.22 | 26,466 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-08 | M | A | 47,387 | $16.22 | 73,853 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-08 | F | D | 23,495 | $16.22 | 50,358 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-09 | M | A | 34,540 | $16.22 | 84,898 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-09 | F | D | 17,126 | $16.22 | 67,772 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-10 | F | D | 8,971 | $16.22 | 76,894 | D | — | — | |
| 8 | Common | Common Stock | 2023-12-10 | M | A | 18,093 | $16.22 | 85,865 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 18,093 | — | 0 | D | — · — to — | 18,093 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 34,540 | — | 34,538 | D | — · — to — | 34,540 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 47,387 | — | 94,773 | D | — · — to — | 47,387 Common Stock | (F5) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |