Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022484 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | Karros Kirt P | SVP, Treas, IR | F - Tax | $16.22 | -33.4K | 42.0K | -44% | -$542.3K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Karros Kirt P | SVP, Treas, IR | M - OptEx | $16.22 | +85.3K | 48.6K | New | +$1.38M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Karros Kirt P | SVP, Treas, IR | M - OptEx | — | -85.3K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-10 | F | D | 9,719 | $16.22 | 51,879 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-10 | M | A | 19,600 | $16.22 | 61,598 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-08 | M | A | 48,440 | $16.22 | 48,440 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-08 | F | D | 17,130 | $16.22 | 31,310 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-09 | M | A | 17,270 | $16.22 | 48,580 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-09 | F | D | 6,582 | $16.22 | 41,998 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 17,270 | — | 17,269 | D | — · — to — | 17,270 Common Stock | (F3) As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 48,440 | — | 96,879 | D | — · — to — | 48,440 Common Stock | (F4) As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 19,600 | — | 0 | D | — · — to — | 19,600 Common Stock | (F2) As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |