InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022485 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-12-12 2023-12-08+ HPE SCHULTZ JOHN F EVP, COLO F - Tax $16.22 -156.2K 442.6K -26% -$2.53M
DM 2023-12-12 2023-12-08 HPE SCHULTZ JOHN F EVP, COLO A - Grant $16.22 +221.4K 371.5K +148% +$3.59M
DM 2023-12-12 2023-12-08+ HPE SCHULTZ JOHN F EVP, COLO M - OptEx $16.22 +197.5K 463.2K +74% +$3.20M
DM 2023-12-12 2023-12-08+ HPE SCHULTZ JOHN F EVP, COLO M - OptEx — -197.5K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-12-08 F D 5,277 $16.22 366,229.04 D — —
2 Common Common Stock 2023-12-09 F D 4,060 $16.22 487,866.04 D — —
3 Common Common Stock 2023-12-08 F D 26,742 $16.22 358,099.04 D — —
4 Common Common Stock 2023-12-08 A A 67,957 $16.22 384,841.04 D — — (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
5 Common Common Stock 2023-12-08 F D 48,233 $16.22 316,884.04 D — —
6 Common Common Stock 2023-12-08 A A 140,069 $16.22 365,117.04 D — — (F1) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
7 Common Common Stock 2023-12-09 M A 10,940 $16.22 491,926.04 D — —
8 Common Common Stock 2023-12-10 F D 24,298 $16.22 480,986.04 D — —
9 Common Common Stock 2023-12-10 M A 62,665 $16.22 505,284.04 D — —
10 Common Common Stock 2023-12-08 M A 68,448 $16.22 434,677.04 D — —
11 Common Common Stock 2023-12-08 F D 26,935 $16.22 407,742.04 D — —
12 Common Common Stock 2023-12-09 M A 55,485 $16.22 463,227.04 D — —
13 Common Common Stock 2023-12-09 F D 20,608 $16.22 442,619.04 D — —
14 Common Common Stock 2023-12-08 A A 13,407 $16.22 371,506.04 D — — (F3) On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
15 Derivative Restricted Stock Units 2023-12-08 M D 68,448 — 136,894 D — · — to — 68,448 Common Stock (F8) As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
16 Derivative Restricted Stock Units 2023-12-09 M D 10,940 — 10,940 D — · — to — 10,940 Common Stock (F7) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
17 Derivative Restricted Stock Units 2023-12-09 M D 55,485 — 55,484 D — · — to — 55,485 Common Stock (F6) As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
18 Derivative Restricted Stock Units 2023-12-10 M D 62,665 — 0 D — · — to — 62,665 Common Stock (F5) As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.