Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022486 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | RUSSO FIDELMA | EVP, CTO, GM, Hybrid Cloud | M - OptEx | $16.22 | +186.9K | 94.8K | New | +$3.03M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | RUSSO FIDELMA | EVP, CTO, GM, Hybrid Cloud | F - Tax | $16.22 | -88.7K | 98.1K | -47% | -$1.44M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | RUSSO FIDELMA | EVP, CTO, GM, Hybrid Cloud | M - OptEx | — | -186.9K | 92.1K | -67% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-09 | M | A | 92,105 | $16.22 | 142,516 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | M | A | 94,774 | $16.22 | 94,774 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-08 | F | D | 44,363 | $16.22 | 50,411 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-09 | F | D | 44,385 | $16.22 | 98,131 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 94,774 | — | 189,545 | D | — · — to — | 94,774 Common Stock | (F3) As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 92,105 | — | 92,104 | D | — · — to — | 92,105 Common Stock | (F2) As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |