Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022487 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | MAY ALAN RICHARD | EVP, CHRO | F - Tax | $16.22 | -104.7K | 415.5K | -20% | -$1.70M |
| DM | 2023-12-12 | 2023-12-08 | HPE | MAY ALAN RICHARD | EVP, CHRO | A - Grant | $16.22 | +150.2K | 355.6K | +73% | +$2.44M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | $16.22 | +120.5K | 399.0K | +43% | +$1.95M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | — | -120.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | F | D | 17,383 | $16.22 | 340,627 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | A | A | 44,172 | $16.22 | 358,010 | D | — | — | (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 3 | Common | Common Stock | 2023-12-08 | F | D | 41,738 | $16.22 | 313,838 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-08 | A | A | 106,065 | $16.22 | 355,576 | D | — | — | (F1) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 5 | Common | Common Stock | 2023-12-08 | F | D | 14,504 | $16.22 | 362,980 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-09 | F | D | 13,396 | $16.22 | 385,650 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-10 | M | A | 47,592 | $16.22 | 433,242 | D | — | — | |
| 8 | Common | Common Stock | 2023-12-10 | F | D | 17,709 | $16.22 | 415,533 | D | — | — | |
| 9 | Common | Common Stock | 2023-12-08 | M | A | 36,857 | $16.22 | 377,484 | D | — | — | |
| 10 | Common | Common Stock | 2023-12-09 | M | A | 36,066 | $16.22 | 399,046 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 36,066 | — | 36,064 | D | — · — to — | 36,066 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 36,857 | — | 73,712 | D | — · — to — | 36,857 Common Stock | (F6) As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 47,592 | — | 0 | D | — · — to — | 47,592 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |