Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022488 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | Neri Antonio F | Pres, CEO, Dir | F - Tax | $16.22 | -412.2K | 1.62M | -20% | -$6.69M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | $16.22 | +484.1K | 1.88M | +35% | +$7.85M |
| DM | 2023-12-12 | 2023-12-08 | HPE | Neri Antonio F | Pres, CEO, Dir | A - Grant | $16.22 | +581.5K | 1.78M | +49% | +$9.43M |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | — | -484.1K | 144.3K | -77% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-10 | F | D | 67,675 | $16.22 | 2,023,641 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-10 | M | A | 181,864 | $16.22 | 2,091,316 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-09 | F | D | 53,580 | $16.22 | 1,909,452 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-09 | M | A | 144,261 | $16.22 | 1,963,032 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-08 | F | D | 62,156 | $16.22 | 1,818,771 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-08 | M | A | 157,955 | $16.22 | 1,880,927 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-08 | F | D | 69,527 | $16.22 | 1,722,972 | D | — | — | |
| 8 | Common | Common Stock | 2023-12-08 | A | A | 176,686 | $16.22 | 1,792,499 | D | — | — | (F2) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 9 | Common | Common Stock | 2023-12-08 | A | A | 404,820 | $16.22 | 1,775,111 | D | — | — | (F1) On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| 10 | Common | Common Stock | 2023-12-08 | F | D | 159,298 | $16.22 | 1,615,813 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 157,955 | — | 315,909 | D | — · — to — | 157,955 Common Stock | (F6) As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 181,864 | — | 0 | D | — · — to — | 181,864 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 13 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 144,261 | — | 144,260 | D | — · — to — | 144,261 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |