Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022489 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | M - OptEx | $16.22 | +59.0K | 85.6K | +222% | +$956.4K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | F - Tax | $16.22 | -29.7K | 79.9K | -27% | -$481.5K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Gold Gerri | EVP, Pres, CEO Financial Serv | M - OptEx | — | -59.0K | 73.7K | -44% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | M | A | 36,857 | $16.22 | 87,441 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 18,854 | $16.22 | 68,587 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-09 | M | A | 10,451 | $16.22 | 79,038 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-09 | F | D | 5,116 | $16.22 | 73,922 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-10 | M | A | 11,657 | $16.22 | 85,579 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-10 | F | D | 5,714 | $16.22 | 79,865 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 11,657 | — | 0 | D | — · — to — | 11,657 Common Stock | (F2) As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 10,451 | — | 10,450 | D | — · — to — | 10,451 Common Stock | (F3) As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 36,857 | — | 73,712 | D | — · — to — | 36,857 Common Stock | (F4) As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |