Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022490 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-08+ | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | M - OptEx | $16.22 | +55.3K | 21.7K | New | +$896.5K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | F - Tax | $16.22 | -21.1K | 14.4K | -59% | -$341.7K |
| DM | 2023-12-12 | 2023-12-08+ | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | M - OptEx | — | -55.3K | 42.1K | -57% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-09 | M | A | 16,118 | $16.22 | 30,492 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-09 | F | D | 6,343 | $16.22 | 24,149 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-10 | M | A | 18,093 | $16.22 | 42,242 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-10 | F | D | 7,421 | $16.22 | 34,821 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-08 | F | D | 7,302 | $16.22 | 14,374 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-08 | M | A | 21,061 | $16.22 | 21,676 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 18,093 | — | 0 | D | — · — to — | 18,093 Common Stock | (F2) As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 16,118 | — | 16,118 | D | — · — to — | 16,118 Common Stock | (F3) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 21,061 | — | 42,121 | D | — · — to — | 21,061 Common Stock | (F4) As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |