InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001062993-23-022491 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-12-12 2023-12-08+ HPE Hotard Justin EVP, GM, HPC, AI M - OptEx $16.22 +101.5K 69.5K New +$1.65M
DM 2023-12-12 2023-12-08+ HPE Hotard Justin EVP, GM, HPC, AI F - Tax $16.22 -65.2K 22.1K -75% -$1.06M
D 2023-12-12 2023-12-09 HPE Hotard Justin EVP, GM, HPC, AI A - Grant $16.22 +40.8K 40.8K New +$661.4K
DM 2023-12-12 2023-12-08+ HPE Hotard Justin EVP, GM, HPC, AI M - OptEx — -101.5K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-12-09 M A 34,540 $16.22 82,277 D — —
2 Common Common Stock 2023-12-09 F D 15,837 $16.22 66,440 D — —
3 Common Common Stock 2023-12-10 M A 19,600 $16.22 86,040 D — —
4 Common Common Stock 2023-12-08 F D 21,728 $16.22 47,737 D — —
5 Common Common Stock 2023-12-08 M A 47,387 $16.22 69,465 D — —
6 Common Common Stock 2023-12-10 F D 8,988 $16.22 77,052 D — —
7 Common Common Stock 2023-12-09 A A 40,774 $16.22 40,774 D — — (F1) On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
8 Common Common Stock 2023-12-09 F D 18,696 $16.22 22,078 D — —
9 Derivative Restricted Stock Units 2023-12-09 M D 34,540 — 34,538 D — · — to — 34,540 Common Stock (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
10 Derivative Restricted Stock Units 2023-12-08 M D 47,387 — 94,773 D — · — to — 47,387 Common Stock (F5) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
11 Derivative Restricted Stock Units 2023-12-10 M D 19,600 — 0 D — · — to — 19,600 Common Stock (F3) As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.