Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0001062993-23-022764 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-18 | 2023-12-16 | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | F - Tax | $16.72 | -1,233 | 16.1K | -7% | -$20.6K |
| D | 2023-12-18 | 2023-12-14 | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | S - Sale+OE | $16.90 | -15.6K | 14.4K | -52% | -$263.0K |
| D | 2023-12-18 | 2023-12-16 | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | M - OptEx | $16.72 | +3,006 | 17.4K | +21% | +$50.3K |
| D | 2023-12-18 | 2023-12-16 | HPE | Cox Jeremy | SVP, CTO, CFO, Ctrl | M - OptEx | — | -3,006 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-16 | F | D | 1,233 | $16.72 | 16,147 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-14 | S | D | 15,560 | $16.90 | 14,374 | D | — | — | (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22. (F2) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.70 to $17.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Common | Common Stock | 2023-12-16 | M | A | 3,006 | $16.72 | 17,380 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-12-16 | M | D | 3,006 | — | 0 | D | — · — to — | 3,006 Common Stock | (F4) As previously reported, on 12/16/20, the reporting person was granted 8,224 restricted stock units ("RSUs"), 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which vested on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 264 vested dividend equivalent rights and a de minimus adjustment of 0.8459 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |