Form 4 for HUM Humana
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022801 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-19 | 2023-12-15 | HUM | Shetty Sanjay K | Pres, CenterWell | M - OptEx | $0.00 | +308 | 308 | New | $0 |
| D | 2023-12-19 | 2023-12-15 | HUM | Shetty Sanjay K | Pres, CenterWell | F - Tax | $463.58 | -139 | 169 | -45% | -$64.4K |
| D | 2023-12-19 | 2023-12-15 | HUM | Shetty Sanjay K | Pres, CenterWell | M - OptEx | $0.00 | +308 | 616 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-12-15 | M | A | 308 | $0.00 | 308 | D | — | — | |
| 2 | Common | Humana Common | 2023-12-15 | F | D | 139 | $463.58 | 169 | D | — | — | (F4) Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23. |
| 3 | Derivative | Restricted Stock Units | 2023-12-15 | M | A | 308 | $0.00 | 616 | D | — · — to — | 308 Humana Common | (F2) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F3) Restricted stock units granted to reporting person on 4/1/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |