Form 4 for HUM Humana
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022807 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-19 | 2023-12-15 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | M - OptEx | $0.00 | +6,935 | 72.5K | +11% | $0 |
| DM | 2023-12-19 | 2023-12-15 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | F - Tax | $463.58 | -2,730 | 74.2K | -4% | -$1.27M |
| DM | 2023-12-19 | 2023-12-15 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | M - OptEx | $0.00 | -6,935 | 4,573 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-12-15 | M | A | 2,286 | $0.00 | 75,145 | D | — | — | |
| 2 | Common | Humana Common | 2023-12-15 | F | D | 860 | $463.58 | 72,859 | D | — | — | (F9) Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23. |
| 3 | Common | Humana Common | 2023-12-15 | M | A | 2,184 | $0.00 | 73,719 | D | — | — | |
| 4 | Common | Humana Common | 2023-12-15 | F | D | 970 | $463.58 | 71,535 | D | — | — | (F9) Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23. |
| 5 | Common | Humana Common | 2023-12-15 | M | A | 2,465 | $0.00 | 72,505 | D | — | — | |
| 6 | Common | Humana Common | 2023-12-15 | F | D | 900 | $463.58 | 74,245 | D | — | — | (F9) Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23. |
| 7 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,184 | $0.00 | 2,184 | D | — · — to — | 2,184 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| 8 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,465 | $0.00 | 0 | D | — · — to — | 2,465 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F6) Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| 9 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,286 | $0.00 | 4,573 | D | — · — to — | 2,286 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |