Form 4 for HUM Humana
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022817 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-19 | 2023-12-15 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | +1,467 | 3,664 | +67% | $0 |
| DM | 2023-12-19 | 2023-12-15 | HUM | Diamond Susan M | CFO | F - Tax | $463.58 | -684 | 3,493 | -16% | -$317.1K |
| DM | 2023-12-19 | 2023-12-15 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | -1,467 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-12-15 | M | A | 588 | $0.00 | 4,354 | D | — | — | |
| 2 | Common | Humana Common | 2023-12-15 | F | D | 274 | $463.58 | 4,080 | D | — | — | (F12) Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23. |
| 3 | Common | Humana Common | 2023-12-15 | F | D | 239 | $463.58 | 3,766 | D | — | — | (F12) Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23. |
| 4 | Common | Humana Common | 2023-12-15 | M | A | 512 | $0.00 | 4,005 | D | — | — | |
| 5 | Common | Humana Common | 2023-12-15 | F | D | 171 | $463.58 | 3,493 | D | — | — | (F12) Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23. |
| 6 | Common | Humana Common | 2023-12-15 | M | A | 367 | $0.00 | 3,664 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 512 | $0.00 | 512 | D | — · — to — | 512 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F9) Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| 8 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 588 | $0.00 | 1,176 | D | — · — to — | 588 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F10) Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| 9 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 367 | $0.00 | 0 | D | — · — to — | 367 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |