Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022875 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-12-19	2023-12-15	HPE	RUSSO PATRICIA F	Dir	A - Grant	$16.72	+2,354	284.7K	+0.8%	+$39.4K
D	2023-12-19	2023-10-13	HPE	RUSSO PATRICIA F	Dir	A - Grant	—	+123.86	17.3K	+0.7%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-15	A	A	2,354	$16.72	284,721.33	I By Merrill Lynch	—	—	(F1) These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q3 cash retainer of $39,375 for Issuer's Board Year 2023. (F2) The number of shares in column 5 includes 1,769.4030 vested restricted stock unit ("RSU") dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23. (F3) The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
2	Derivative	Restricted Stock Units	2023-10-13	A	A	123.86	—	17,254.86	D	— · — to —	123.86 Common Stock	(F5) As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.