Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-19 | 2023-12-15 | HPE | MacDonald Neil B | EVP, GM of Compute | F - Tax | $16.72 | -5,549 | 140.0K | -4% | -$92.8K |
| DM | 2023-12-19 | 2023-12-15 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $16.72 | +5,549 | 144.1K | +4% | +$92.8K |
| DM | 2023-12-19 | 2023-12-15 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | — | -5,549 | 33.1K | -14% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | F | D | 4,101 | $16.72 | 140,035.80 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-15 | F | D | 1,448 | $16.72 | 140,035.80 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-15 | M | A | 1,448 | $16.72 | 141,483.80 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-15 | M | A | 4,101 | $16.72 | 144,136.80 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 4,101 | — | 90,672 | D | — · — to — | 4,101 Common Stock | (F3) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 1,448 | — | 33,090 | D | — · — to — | 1,448 Common Stock | (F2) As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |