Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001062993-23-022878 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-19 | 2023-12-15 | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | $16.72 | +11.4K | 2.04M | +0.6% | +$191.4K |
| D | 2023-12-19 | 2023-12-15 | HPE | Neri Antonio F | Pres, CEO, Dir | F - Tax | $16.72 | -11.4K | 2.02M | -0.6% | -$191.4K |
| D | 2023-12-19 | 2023-12-15 | HPE | Neri Antonio F | Pres, CEO, Dir | M - OptEx | — | -11.4K | 304.5K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | M | A | 11,450 | $16.72 | 2,035,091 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-15 | F | D | 11,450 | $16.72 | 2,023,641 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 11,450 | — | 304,459 | D | — · — to — | 11,450 Common Stock | (F2) As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |