Form 4 for CELC Celcuity Inc.
Accepted 2023-12-28 00:00:00 ET · period of report 2023-12-27 · accession 0001062993-23-023236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-28 | 2023-12-27 | CELC | Sullivan Brian F. | CEO, Dir, 10% | G - Gift | $0.00 | -1.73M | 1.28M | -57% | $0 | |
| MI | 2023-12-28 | 2023-12-27 | CELC | Sullivan Brian F. | CEO, Dir, 10% | G - Gift | $0.00 | +1.73M | 870.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-27 | G | D | 1,733,347 | $0.00 | 1,283,296 | D By Spouse | — | — | (F1) 870,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. (F2) 863,347 shares have been gifted to an irrevocable family trust for estate planning purposes. The Reporting Person holds all voting and dispositive power with respect to the securities held by the trust and remains the beneficial owner of such securities. |
| 2 | Common | Common Stock | 2023-12-27 | G | A | 863,347 | $0.00 | 863,347 | I | — | — | (F2) 863,347 shares have been gifted to an irrevocable family trust for estate planning purposes. The Reporting Person holds all voting and dispositive power with respect to the securities held by the trust and remains the beneficial owner of such securities. |
| 3 | Common | Common Stock | 2023-12-27 | G | A | 870,000 | $0.00 | 870,000 | I By Family Trust #1 | — | — | (F1) 870,000 shares have been gifted to the Reporting Person's spouse for estate planning purposes. The Reporting Person remains the beneficial owner of the securities. |