Form 4 for OTIS Otis Worldwide
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-03 · accession 0001062993-24-002098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-06 | 2024-02-03+ | OTIS | Marks Judith Fran | COB, CEO, Pres, Dir | F - Tax | $90.92 | -8,248 | 119.6K | -6% | -$749.9K |
| DM | 2024-02-06 | 2024-02-03+ | OTIS | Marks Judith Fran | COB, CEO, Pres, Dir | M - OptEx | — | +21.6K | 130.9K | +20% | — |
| DM | 2024-02-06 | 2024-02-03+ | OTIS | Marks Judith Fran | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -21.6K | 10.2K | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | F | D | 5,141 | $90.89 | 125,782 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-03 | M | A | 10,202 | — | 122,667 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 3 | Common | Common Stock | 2024-02-05 | M | A | 11,363 | — | 130,923 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 4 | Common | Common Stock | 2024-02-03 | F | D | 3,107 | $90.97 | 119,560 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-02-05 | M | D | 11,363 | $0.00 | 0 | D | — · — to — | 11,363 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F3) On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
| 6 | Derivative | Restricted Stock Units | 2024-02-03 | M | D | 10,202 | $0.00 | 10,211 | D | — · — to — | 10,202 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F2) On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |