Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-10 · accession 0001062993-24-003000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-13 | 2024-02-10 | ALSN | Coll John | SVP, Gbl MSS | M - OptEx | — | +1,721 | 16.5K | +12% | — |
| D | 2024-02-13 | 2024-02-10 | ALSN | Coll John | SVP, Gbl MSS | F - Tax | $61.70 | -594 | 15.9K | -4% | -$36.6K |
| DM | 2024-02-13 | 2024-02-10 | ALSN | Coll John | SVP, Gbl MSS | M - OptEx | $0.00 | -1,721 | 247 | -87% | $0 |
| D | 2024-02-13 | 2024-02-12 | ALSN | Coll John | SVP, Gbl MSS | A - Grant | $0.00 | +7,944 | 7,944 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | M | A | 1,625 | — | 16,413 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 2 | Common | Common Stock | 2024-02-10 | F | D | 594 | $61.70 | 15,915 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. |
| 3 | Common | Common Stock | 2024-02-10 | M | A | 96 | — | 16,509 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-02-10 | M | D | 1,625 | $0.00 | 0 | D | — · — to — | 1,625 Common Stock | (F1) Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 5 | Derivative | Dividend Equivalent Rights | 2024-02-10 | M | D | 96 | $0.00 | 247 | D | — · — to — | 96 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 6 | Derivative | Pefromance Stock Units | 2024-02-12 | A | A | 7,944 | $0.00 | 7,944 | D | — · — to — | 7,944 Common Stock | (F5) On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 7,944 PSUs. (F4) Each performance-based restricted stock unit ("PSU) represents a contingent right to receive one share of ALSN common stock. (F6) Earned PSUs will vest on February 28, 2024. |